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Sherwood (Woody) Forman, AIF®

Sherwood (Woody) Forman, AIF®

Chief Compliance Officer

Woody manages interactions with regulatory agencies, investment companies, and retirement plan providers to ensure our strategies are implemented with precision. Woody earned the Accredited Investment Fiduciary® Designation in 2021, holds the FINRA Series 65 license, and is also a Florida Licensed Health & Life Agent. Woody graduated from The University of Miami with his Bachelor’s degree in Accounting, and earned his MBA in Finance.